Skip to main content

Sound Advice: September 30, 2020

Don't Get Burned By Hot Stocks (and How To Find Good Ones)

Early this past summer, I got a call from a fellow whose portfolio had lost almost one third in less than two months while the market was moving steadily higher.  When I asked how this happened, he said he was "investing" in hot tips he got online.

I came across an even more troubling situation last year when speaking with the sales assistant of a stockbroker whom I had known for a long time.  The broker was an amiable gentleman who built a sizable practice based on a carefully cultivated image.  He was a tall man, with a neatly trimmed gray beard, and always wore gold-framed granny glasses.  His semicircular desk held a half dozen large monitors, each of which had a colorful chart or table prominently displayed.

There was little beyond the image.  Although his background in investing was one step above nonexistent, his "marketing efforts" succeeded in rounding up hundreds of accounts.  Sad to say, he got an unfortunate diagnosis a couple of years ago and the practice ended up in the hands of a staff whose prime responsibilities had been answering phones, scheduling appointments, and keeping files up to date.

When I heard the news from his assistant, I asked how the accounts were being managed.  Her reply: "We get stock recommendations online."  My reaction: shock.

Here's the problem.  There's an enormous amount of information available online, more than enough to provide the foundation for productive analysis of stocks.  The bigger issue, however, is what you do with the information.  If you do nothing more than regularly loading up on this week's list of "10 Stocks To Buy Now", best of luck to you.  You'll need it. 

If, on the other hand, you look more deeply to uncover issues with worthwhile potential, the probabilities begin to shift in your favor.  The basics of coming up with worthwhile additions to your portfolio include an analysis of ongoing profit trends, current valuation, and balance sheet health. 

When appraising profit trends, take a look at earnings per share for the latest year, estimates for the current year and next year, and growth projections for the next five years.  The earnings path should be consistently higher and future prospects should call for continuing gains of 10% or better.

For a stock to be of interest, the valuation needs to be reasonable.  How to figure that? Calculate the price-earnings multiple (P/E): current price divided by estimated earnings per share for the current year.  If the earnings estimate is $1.00 per share and the price is 25, the price-earnings multiple is 25 times.

Let’s take that one step further.  If the projected growth rate is 10% a year and the price-earnings multiple is 25 times, that gives us a price-to-earnings growth ratio (PEG) of 2.5.  A PEG of 2.5 is a rich number, which may hold up if there are no problematic corporate developments, but should there be bad news, shouts of "Timber!" may be heard.

Far better to limit holdings to those with PEG ratios of 2.0 or less.  Above that, stocks may be considered to be priced for perfection.  Perfection is rare, which means the risks are high.

At this point, your list of candidates has probably been narrowed considerably.  Now you need to find out whether the companies are consistently generating free cash flow.  This is the net income available each year after outlays for capital expenditures, debt repayments, and dividends.  Companies that can meet all of their obligations and still have funds left over are moving in the right direction.  That’s true even if they have so-so balance sheets and considerable debt.  Free cash flow is a key indicator of good financial health.

After having covered these fundamentals, it's essential to check out the relative strength of the companies' shares.  As long as they're at least moving sideways, there's no problem.  Even so, if the price is plunging while the fundamentals look good, there's usually something wrong with the appraisal of the fundamentals.  A stock that's going south when the earnings numbers are going north is something to worry about . . . and avoid.

One more thing: Don't forget to take a close look at the industry or sector in which the companies are operating.  Usually, you will find that the narrowed-down group is in industries with bright futures, but there will be exceptions that must be weeded out.  And, of course, there are cyclical companies in an upcycle that appear to be of interest even though they really are not.

N. Russell Wayne, CFP®

Comments

Popular posts from this blog

Sound Advice: February 21, 2024

800-000-0000 That’s 800-000-0000 Again, 800-000-0000 That’s the typical closing for the hard sell commercials that are increasingly polluting media airwaves.   These are the commercials for products or services you rarely need or most definitely should avoid. A substantial number are on behalf of groups of attorneys who would have you believe that you and many others may be entitled to cash compensation for having used or being exposed to some evil item or substance some time in the last few decades.   The pitch always includes a comment that there’s no cost to you unless there is a settlement in your favor. Much of this is rubbish, but when the appeal suggests that there’s nothing to lose, why not take a shot.   And, as you would expect, “advisors” are standing by 24/7 to take your call and help get the process in motion.   What kind of advisor would be available at 3 a.m.? One version of this approach pops up every year between October 15 th and Decemb...

Sound Advice: September 21, 2022

The Professional Approach To Stock Selection There are various approaches to stock selection, but the two that predominate are fundamental analysis and technical analysis.  Fundamental analysis is a numbers-based method that evaluates key factors such as income and financial health, including the past, present, and future.  Technical analysis emphasizes movements and formations of stock prices. Fundamental analysis is based on factors that over time have proved to have a meaningful impact on stock price movements.  The optimal picture of corporate profitability is steady growth, both in the past and, prospectively, in the coming years.  Steady growth is rewarded by higher valuations of underlying earning power than those accorded companies with erratic progress. When professionals screen (filter) the data of the broad universe of stocks, they look for companies that move ahead every year, regardless of the prevailing economic conditions.  Although high pas...

Sound Advice: July 26, 2023

Is Day Trading a Good Idea? Day trading can be both exciting and potentially profitable, but it also comes with significant risks and challenges. Whether it's a good idea depends on several factors, including your financial situation, risk tolerance, time commitment, and knowledge of the markets. Here are some considerations to keep in mind: Risk and volatility: Day trading involves buying and selling securities within a short time frame, often within the same day. This exposes you to the inherent volatility and risks of the market. Prices can fluctuate rapidly, and unexpected events can have a significant impact on stock prices, making it challenging to consistently make profits. Time commitment: Day trading requires a substantial time commitment. It involves closely monitoring market movements, conducting research, and executing trades. It can be stressful and demanding, as you need to be actively engaged in the market during t...